大川管理顧問有限公司
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高資產財務規劃顧問內容
大川顧問團隊協助信託需求人與各專業服務提供者聯繫與溝通,協助建立設立組成文件,包括行政註冊文件及認購協議審閱管轄基金文件作出對基金與關係人的合規審查.

家族理財的基金行政及投資組合會計顧問服務
資產淨值計算,獨立核對與相關伙伴交易,基金管理文件記存基金交易帳目及紀錄,所有關於投資組合的財務交易核對,投資組合的資產總值及淨值計算,管理費計算等顧問服務.

Document Requirements at each stage
基金設立各階段所需文件


cument List (pre-Fund setup)
文件列表(基金設立前)

1.Certificate of incorporation 註冊成立證書 
2.Memorandum and Articles of Association 公司組織章程大綱及章程細則
3.Register of Directors 董事登記冊
4.Register of Members 股東登記冊
5.Strategy brief description 投資策略簡要說明
6.Investor profile brief description 投資人簡要描述
7.ID Proof of all directors 所有董事之身分證明
8.ID Proof of all shareholders 所有股東之身分證明
9.Address proof of all directors 所有董事之住址證明
10.Address proof of all shareholders 所有股東之住址證明


Document List (post-Fund Setup)
文件列表(基金設立後)

1.Certificate of incorporation 註冊成立證書
2.
Memorandum and Articles of Association 公司組織章程大綱及章程細則
3.Register of Directors 董事登記冊
4.Register of Members 股東登記冊
5.For bank Account setup 供銀行帳戶設立(資金證明)
6.Investor profile brief description 投資人簡要描述
7.ID Proof of all directors 所有董事之身分證明
8.ID Proof of all shareholders 所有股東之身分證明
9.Address proof of all directors 所有董事之住址證明
10.Address proof of all shareholders 所有股東之住址證明
11.Detailed background information of applicants 申請人之詳細背景資料
12.Fund flow diagram and assumed structure chart 基金流程圖及預設基金結構圖
13.AML representation letter 洗錢防制書面聲明
14.Investment Management Agreement 投資管理合約
15.Investment Advisory Agreement 投資顧問合約
16. List of Authorized signatories 被授權簽名人列表
17.ID and Address proofs of authorized signatories 被授權簽名人之身分及住址證明
18.Sample signatures of authorized signatories 被授權簽名人之有效簽名樣式
19.Signed Account opening forms 經簽名之開戶表格
20.Signed FATCA, W8Ben 驗證之真確副本




Scope of Middle and Back Office services for the Fund
基金中後臺服務
 
From our understanding of the client’s requirements, we propose the following services 
客戶尋求投資組合中後臺支援服務。我們提供下列各項顧問服務: 

 
  1. Fund Setup Consulting 基金設立服務
  2. Fund Administration and Accounting Services 基金管理及會計服務
  3. Investor Services 投資人服務
  4. Compliance Advisory Services 法務諮詢服務
 


 Description of Services
服務內容說明
  1. Fund Setup Consulting 基金設立服務:
Includes:
包含
  • Assist with identifying off-shore legal counsel and auditing firms
  • 協助辨認海外基金設立之法律諮詢及稽核
  • Coordinate with offshore counsel for establishment of the Fund
  • 與海外法律諮詢協調及協助基金之設立
  • Coordinate development of constitutive documentation, including offering documents and subscription agreement
  • 協調及協助基本文件撰寫流程, 包括基金發行文件及申購同意書
  • Assist with review of service agreements specifically

協助檢閱服務合約,特別是以下所列
  • Operating agreement 營運合約
  • Investment Management Agreement 投資經理人合約
  • Subscription Agreement 申購合約
  • Assist with setup of bank account for the Fund 協助基金銀行帳戶之開立 
 
  1. Fund Administration and Accounting Services 基金行政及會計服務:
Includes:
包含
  • Capture transactions and holdings data
  • 由交易檔案擷取完整交易資料
  • Reconcile transactions, positions and valuations with relevant parties (e.g. valuation agent, custodian, bank etc)
  • 與相關服務提供者(如評價機構,保管銀行,及銀行)調和交易及部位
  • Calculate interest accruals and dividends, if any
  • 計算利息及股利
  • Reflect capital transactions and expense accruals
  • 反映資本交易及相關費用
  • Preparation of quarterly management accounts
  • 準備季度管理帳戶報告
  • Calculation and payment of management and incentive fees
  • 計算投資經理費用及績效費
  • Co-signing the bank account
  • 銀行帳戶共同簽署
  • Monitoring the receipt of documents of title and safekeeping of copies
  • 相關投資人文件副本之安全保存
 
  1. Investor Services 投資人服務:
Includes:
包含:
  • Perform KYC/AML checks
  • 幫忙對投資人KYC及AML之程序
  • Drafting of capital call and distribution letters
  • 撰寫出資請求及分配信
  • Calculate net asset value of each partnership interest
  • 計算每一合夥人之淨資產價值
  • Dispatching letters to investors
  • 寄送投資人訊息
  • Monitoring the receipt money or arranging payment of distributions
  • 監督資金到位及安排出金
  • Maintaining the investor register and coordination with Registered Agent
  • 維繫投資人註冊, 與註冊機構聯繫及協調
  • Responding to investor account-related queries
  • 會赴投資人帳戶相關問題
  • U.S.,U.K. FATCA and CRS Services:
  • 美國及英國FATCA及CRS服務:
  • Form and Document Management –表格及文件管理
  • Obtain from the Client, the investors’ completed Self-Certificate documents required by the US Inland Revenue Service (“IRS”), Her Majesty’s Revenue & Customs (“HMRC”), Cayman Islands Monetary Authority (“CIMA”) and safe-keep such copies of investors’ documents;
  • 由客戶端取得投資人所寫完成,包含美國國稅局IRS, 英國稅務海關總署及開曼群島金融管理局等,將此類投資人文件安全保存
  • Classify investors
  • 投資人分類
  • Perform Due Diligence checks as necessary
  • 作必要之盡職調查
  • Safe keep copies of relevant investor documentation
  • 相關投資人文件副本之安全保存
  • Retrieving data for IRS, CIMA and HMRC filing
  • IRS,CIMA及HMRC 端擷取必要資料
  • Capture changes in relevant data as reported by investors
  • 應應投資人資訊更迭
  • Record changes in data as reported by Investors which may indicate a change of tax status to be a Specified US Person, Person from a jurisdiction that has signed up for CRS or a Specified UK Person
  • 紀錄可能產生對某一美國公民資稅務狀況, 或來自受CRS管轄地區,或某一英國公民等狀態有所變更的投資人資訊
 
  1. Audit Assistance and Annual Financial Statement preparation 協助稽核及準備年度財務報表:
Includes:
包含
  • Support Auditor requirements
  • 支援稽核要求
  • Complete Cayman annual return, if required
  • 視需要完成開曼年度報表