cument List (pre-Fund setup)
文件列表(基金設立前) 1.Certificate of incorporation 註冊成立證書 2.Memorandum and Articles of Association 公司組織章程大綱及章程細則 3.Register of Directors 董事登記冊 4.Register of Members 股東登記冊 5.Strategy brief description 投資策略簡要說明 6.Investor profile brief description 投資人簡要描述 7.ID Proof of all directors 所有董事之身分證明 8.ID Proof of all shareholders 所有股東之身分證明 9.Address proof of all directors 所有董事之住址證明
10.Address proof of all shareholders 所有股東之住址證明
Document List (post-Fund Setup)
文件列表(基金設立後) 1.Certificate of incorporation 註冊成立證書
2.Memorandum and Articles of Association 公司組織章程大綱及章程細則 3.Register of Directors 董事登記冊 4.Register of Members 股東登記冊
5.For bank Account setup 供銀行帳戶設立(資金證明) 6.Investor profile brief description 投資人簡要描述 7.ID Proof of all directors 所有董事之身分證明 8.ID Proof of all shareholders 所有股東之身分證明 9.Address proof of all directors 所有董事之住址證明 10.Address proof of all shareholders 所有股東之住址證明 11.Detailed background information of applicants 申請人之詳細背景資料 12.Fund flow diagram and assumed structure chart 基金流程圖及預設基金結構圖 13.AML representation letter 洗錢防制書面聲明 14.Investment Management Agreement 投資管理合約 15.Investment Advisory Agreement 投資顧問合約 16. List of Authorized signatories 被授權簽名人列表 17.ID and Address proofs of authorized signatories 被授權簽名人之身分及住址證明 18.Sample signatures of authorized signatories 被授權簽名人之有效簽名樣式 19.Signed Account opening forms 經簽名之開戶表格 20.Signed FATCA, W8Ben 驗證之真確副本
Scope of Middle and Back Office services for the Fund 基金中後臺服務
From our understanding of the client’s requirements, we propose the following services 客戶尋求投資組合中後臺支援服務。我們提供下列各項顧問服務:
Fund Setup Consulting基金設立服務
Fund Administration and Accounting Services 基金管理及會計服務
Investor Services 投資人服務
Compliance Advisory Services 法務諮詢服務
Description of Services 服務內容說明
Fund Setup Consulting 基金設立服務:
Includes: 包含
Assist with identifying off-shore legal counsel and auditing firms
協助辨認海外基金設立之法律諮詢及稽核
Coordinate with offshore counsel for establishment of the Fund
與海外法律諮詢協調及協助基金之設立
Coordinate development of constitutive documentation, including offering documents and subscription agreement
協調及協助基本文件撰寫流程, 包括基金發行文件及申購同意書
Assist with review of service agreements specifically
協助檢閱服務合約,特別是以下所列
Operating agreement營運合約
Investment Management Agreement 投資經理人合約
Subscription Agreement 申購合約
Assist with setup of bank account for the Fund 協助基金銀行帳戶之開立
Fund Administration and Accounting Services基金行政及會計服務:
Includes: 包含
Capture transactions and holdings data
由交易檔案擷取完整交易資料
Reconcile transactions, positions and valuations with relevant parties (e.g. valuation agent, custodian, bank etc)
與相關服務提供者(如評價機構,保管銀行,及銀行)調和交易及部位
Calculate interest accruals and dividends, if any
計算利息及股利
Reflect capital transactions and expense accruals
反映資本交易及相關費用
Preparation of quarterly management accounts
準備季度管理帳戶報告
Calculation and payment of management and incentive fees
計算投資經理費用及績效費
Co-signing the bank account
銀行帳戶共同簽署
Monitoring the receipt of documents of title and safekeeping of copies
相關投資人文件副本之安全保存
Investor Services 投資人服務:
Includes: 包含:
Perform KYC/AML checks
幫忙對投資人KYC及AML之程序
Drafting of capital call and distribution letters
撰寫出資請求及分配信
Calculate net asset value of each partnership interest
計算每一合夥人之淨資產價值
Dispatching letters to investors
寄送投資人訊息
Monitoring the receipt money or arranging payment of distributions
監督資金到位及安排出金
Maintaining the investor register and coordination with Registered Agent
維繫投資人註冊, 與註冊機構聯繫及協調
Responding to investor account-related queries
會赴投資人帳戶相關問題
U.S.,U.K. FATCA and CRS Services:
美國及英國FATCA及CRS服務:
Form and Document Management –表格及文件管理
Obtain from the Client, the investors’ completed Self-Certificate documents required by the US Inland Revenue Service (“IRS”), Her Majesty’s Revenue & Customs (“HMRC”), Cayman Islands Monetary Authority (“CIMA”) and safe-keep such copies of investors’ documents;
Safe keep copies of relevant investor documentation
相關投資人文件副本之安全保存
Retrieving data for IRS, CIMA and HMRC filing
由IRS,CIMA及HMRC 端擷取必要資料
Capture changes in relevant data as reported by investors
應應投資人資訊更迭
Record changes in data as reported by Investors which may indicate a change of tax status to be a Specified US Person, Person from a jurisdiction that has signed up for CRS or a Specified UK Person